May 30 (Reuters) - For the second time this year, the 11th U.S. Circuit Court of Appeals has accepted the U.S. Securities and Exchange Commission’s expansive view of who must register as a securities ...
The U.S. Securities and Exchange Commission published a new definition for securities dealers, capturing crypto. The U.S. Securities and Exchange Commission has put the crypto industry on notice in ...
Feb 15 (Reuters) - The SEC on Wednesday won an appeal against a penny-stock firm accused of acting as an unregistered securities dealer, fending off investment industry warnings that its expansive ...
Julia Kagan is a financial/consumer journalist and former senior editor, personal finance, of Investopedia. Spencer Platt / Getty Images The National Association of Securities Dealers (NASD) was a ...
The Securities and Exchange Commission (SEC) has filed charges against Curt Kramer and his wholly-owned businesses Power Up Lending Ltd., Geneva Roth Remark Holdings, Inc., and 1800 Diagonal Lending, ...
tZERO Group Inc., a firm focused on technology solutions for capital markets, has announcesdthe launch of tZERO Digital Asset Securities as a new Special Purpose Broker-Dealer for digital asset ...
New York, Nov. 22, 2024 (GLOBE NEWSWIRE) -- Mercurity Fintech Holding Inc. (“Mercurity Fintech,” “the Company,” “we,” “us,” “our company,” or ...
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