An Inside Look Who understands securities lending? Registered funds (by which I mean traditional mutual funds and exchange-traded funds) sometimes permit other institutions to borrow shares from their ...

During a recent chat with a friend, we somehow drifted into a discussion about some of the complex terms and capital market products. Something interesting that caught my attention, was how money ...

FINRA's proposed amendments reflect significant changes from the original proposal Earlier this year, FINRA filed with the SEC a proposed series of rules requiring, for the first time, the reporting ...

BOSTON (Reuters) - Securities lending by investment funds has reached its highest level in a decade, as demand for corporate bonds surged more than 30 percent over the past 18 months and short selling ...

Electronic Trading’s lawsuit is shining some light on the opaque world of securities lending. Meanwhile other intermediaries are springing up. The securities lending market is attracting closer ...

The Internal Revenue Service and the Treasury Department intend to issue proposed regulations providing a rule for determining the source of borrow fees paid in securities-lending transactions and ...

On January 2, 2025, the Securities and Exchange Commission (the SEC) published an order approving a proposed rule change filed by the Financial Industry Regulatory Authority, Inc. (FINRA) to adopt the ...

WASHINGTON--(BUSINESS WIRE)--FINRA announced today that it has sanctioned four firms—M1 Finance LLC, Open to the Public Investing, Inc., SoFi Securities LLC, and SogoTrade, Inc.—a combined $2.6 ...