The official list of Section 13(f) securities published by the Commission (“13F List”) lists the securities the holdings of which a Manager is to report on Form 13F.

In stating the amount of securities owned indirectly through a partnership corporation, trust, or other entity, report the number of securities representing the reporting person’s proportionate …

The Commission can use it in investigations or litigation involving the federal securities laws or other civil, criminal, or regulatory statutes or provisions, as well as for referral to other …

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration …

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration …

If the transaction in which the securities being registered are to be issued is subject to Section 13(e), 14(d) or 14(e) of the Exchange Act, the provisions of those sections and the rules and …

The Securities and Exchange Commission adopted Rule 10c-1a under the Securities Exchange Act of 1934 to increase the transparency and efficiency of the securities lending market by …

Any foreign private issuer, as defined in Rule 405 (§230.405 of this chapter), which meets the requirements of I.A. below (the “Registrant Requirements”) may use this Form for the …

1 This Order applies to all classes of Respondent’s securities registered pursuant to Section 12 of the Exchange Act, whether or not such securities are specifically identified by ticker symbol or …

Furnish the information required by Item 201 of Regulation S-K (17 CFR 229.201) and Item 701 of Regulation S-K (17 CFR 229.701) as to all equity securities of the registrant sold by the …